Ritch v. Robinson-Humphrey Co.

748 So.2d 861 (1999)

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Nature Of The Case

This section contains the nature of the case and procedural background.

Facts

The United States Court of Appeals for the Eleventh Circuit has certified to this Court the question whether in an action brought pursuant to Ala. Code 1975, § 8-6-19(a)(1), a portion of the Alabama Securities Act, for a violation of Rule 830-X-3-.12 of the Alabama Securities Commission, the plaintiff must prove causation.

Issues

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Holding & Decision

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Legal Analysis

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